SEC Form 4 · accession 0000899243-18-002934

CapStar Financial Holdings, Inc. · CSTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 1, 2018

Accepted (ET)

Feb 5, 2018 · 7:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001676479

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 1, 2018	X	12,000	$10.00	A	12,000	D
Common Stock	holding	—	—		—	255,240	D
Common Stock^F2	holding	—	—		—	831	D
Common Stock^F4	holding	—	—		—	488	D
Common Stock^F5	holding	—	—		—	1,017	D
Common Stock	holding	—	—		—	70,786	I	WF Partners
Common Stock^F3	holding	—	—		—	25,000	I	Joanne Wilt Banks
Common Stock^F3	holding	—	—		—	4,800	I	Pershing LLC Cust Mark Banks IRA
Common Stock^F3	holding	—	—		—	5,200	I	Mark R. Banks
Common Stock^F2	holding	—	—		—	20,023	I	Wilt Fleming TR UA JAN 21 00 Samuel M. Fleming Charitable Lead Annuity Trust
Common Stock^F3	holding	—	—		—	12,500	I	Dallas Hagewood Wilt
Common Stock^F3	holding	—	—		—	14,700	I	Lucianne Forcum Wilt Family Limited Partnership
Common Stock^F3	holding	—	—		—	5,000	I	James F. & Elissa Watkins, as joint tenants
Common Stock^F3	holding	—	—		—	31,500	I	Lucianne Forcum Wilt
Common Stock^F3	holding	—	—		—	20,000	I	Samuel Fleming Wilt
Common Stock^F3	holding	—	—		—	15,045	I	Toby Stack Wilt, Jr.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (right to buy)	$10.00	Feb 1, 2018	X	12,000	D	Jul 14, 2008	Jul 14, 2018	Common Stock	22,500	10,500	D
Option (right to buy)^F6	$10.00	holding	—	—	—	—	Nov 13, 2018	Common Stock	12,000	12,000	D
Option (right to buy)^F7	$10.00	holding	—	—	—	—	Jan 20, 2020	Common Stock	6,000	6,000	D
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	1,250	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	500	500	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	1,250	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	625	625	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	250	250	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	1,000	1,000	I
Warrants (right to buy)^F3	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	1,250	I

F1The reported item represents shares that were acquired pursuant to the exercise of warrants on February 1, 2018 pursuant to a Rule 10b5-1 trading plan.
F2The reported item represents the unvested portion of an award of restricted common stock granted on February 28, 2017. The award vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4The reported item represents the unvested portion of an award of restricted stock granted on February 27, 2015. The remaining 488 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
F5The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. The remaining 1,017 shares of restricted common stock under this award vest on the second and third anniversaries of the March 3, 2016 grant date, or March 3, 2018 and March 3, 2019, respectively.
F6These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
F7These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.