SEC Form 4 · accession 0000899243-18-002933
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L. Earl Bentz
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | X | 12,000 | $10.00 | A | 12,000 | I | Bentz Properties LLC |
| Common StockF2 | holding | — | — | — | 743 | D | ||
| Common Stock | holding | — | — | — | 3,830 | D | ||
| Common StockF3 | holding | — | — | — | 388 | D | ||
| Common StockF4 | holding | — | — | — | 950 | D | ||
| Common Stock | holding | — | — | — | 190,900 | I | Bentz Properties LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $10.00 | Feb 1, 2018 | X | 12,000 | D | Jul 14, 2008 | Jul 14, 2018 | Common Stock | 20,000 | 8,000 | I |
| Option (right to buy)F5 | $10.00 | holding | — | — | — | — | Nov 13, 2018 | Common Stock | 6,000 | 6,000 | D |
| Option (right to buy)F6 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported item represents shares that were acquired pursuant to the exercise of warrants on February 1, 2018 pursuant to a Rule 10b5-1 trading plan.
- F2The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
- F3The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 388 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
- F4The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date.
- F5These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date. This items reflects a reduced number of options held, due to an administrative oversight in a previous filing.
- F6These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.