SEC Form 4 · accession 0000899243-18-000725
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Anderson
Officer — See Remarks
Period of report
Dec 19, 2017
Accepted (ET)
Jan 8, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | A | 15,000 | $0.00 | A | 15,000 | D | |
| Common StockF2 | holding | — | — | — | 15,000 | D | ||
| Common StockF3 | holding | — | — | — | 3,312 | D | ||
| Common StockF4 | holding | — | — | — | 1,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F5 | $12.27 | holding | — | — | — | — | Dec 20, 2022 | Common Stock | 50,000 | 50,000 | D |
| Options (right to buy)F6 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the December 19, 2017 grant date.
- F2The reported item represents the unvested portion of an award of restricted stock granted on February 27, 2015. The 15,000 shares of restricted common stock under this award vest in full on the third anniversary of the grant date, or February 27, 2018.
- F3The reported item represents the unvested portion of an award of restricted stock granted on March 2, 2016. The remaining 3,312 shares of restricted common stock under this award vest in equal installments on the second and third anniversaries of the grant date, or March 2, 2018 and March 2, 2019, respectively.
- F4The reported item includes the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 33 shares have vested. The remaining shares of restricted common stock under this award vest on the second and third anniversaries of the grant date, or September 1, 2018 and September 1, 2019, respectively.
- F5These options vested in four equal annual installments beginning on the first anniversary of the December 10, 2012 grant date.
- F6These options vest in four equal annual installments beginning on the first anniversary of the February 27, 2015 grant date. As of the date of this report, 15,000 options have vested. The remaining 15,000 options vest on the third and fourth anniversaries of the grant date, or February 27, 2018 and February 27, 2019, respectively.
Remarks
Chief Financial Officer and Chief Administrative Officer