SEC Form 4 · accession 0000899243-17-028572
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claire W. Tucker
Officer — See Remarks · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | X | 60,000 | $21.68 | A | 60,000 | D | |
| Common Stock | Dec 8, 2017 | F | 36,517 | $21.68 | D | 36,517 | D | |
| Common StockF1 | holding | — | — | — | 1,958 | D | ||
| Common StockF3 | holding | — | — | — | 50,731 | D | ||
| Common StockF2 | holding | — | — | — | 2,500 | I | Reece W. Tucker | |
| Common StockF2 | holding | — | — | — | 25,000 | I | Charles H. Sr. and Ruth E. Whitfield, as joint tenants |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $10.00 | Dec 8, 2017 | X | 60,000 | D | — | Nov 13, 2018 | Common Stock | 60,000 | 145,000 | D |
Explanation of responses
- F1The reported item includes an initial award of 2,837 shares of restricted stock which vests in three equal installments beginning on the first anniversary of the March 2, 2016 grant date. As of the date of this report, 946 of those shares have vested. The reported item also includes an award of 100 shares of restricted stock which vests in three equal installments beginning on the first anniversary of the September 1, 2016 grant date. As of the date of this report, 33 of those shares have vested.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Includes 500 shares of common stock that were purchased pursuant to the issuer's Directed Share Program in connection with the initial public offering of the issuer's common stock. These shares were previously inadvertently omitted due to a mathematical error.
- F4The reported item represents an initial award of an option to purchase a total of 210,000 shares of common stock which vested and became exercisable in four equal annual installments beginning on the first anniversary of the November 13, 2008 grant date.
Remarks
President and Chief Executive Officer of CapStar Financial Holdings, Inc.