SEC Form 4 · accession 0000899243-17-019774
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Tietz
Officer — See Remarks
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2017 | P | 2,000 | $17.00 | A | 2,000 | D | |
| Common StockF1 | holding | — | — | — | 5,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $13.22 | holding | — | — | — | — | Mar 2, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The reported item includes an initial award of 5,000 shares of restricted stock which vests in full on the third anniversary of the March 2, 2016 grant date. Additionally, the reported item includes a de minimis correction to the balance reported on the reporting person's Form 3 of an award of 100 shares of restricted stock which will vest in three equal installments beginning on the first anniversary of the September 1, 2016 grant date.
- F2The reported item represents an award of options which vests in four equal annual installments beginning on the first anniversary of the March 2, 2016 grant date.
Remarks
Chief Credit Officer of CapStar Bank