SEC Form 4 · accession 0000899243-17-016594

CapStar Financial Holdings, Inc. · CSTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Stephen Buford Smith

Director

Period of report

May 8, 2017

Accepted (ET)

Jun 16, 2017 · 5:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001676479

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F7	May 8, 2017	P	766	$17.04	A	766	D
Common Stock^F8	May 8, 2017	P	766	$17.04	A	766	I	Stephen B. Smith Jr. Family Trust
Common Stock^F9	May 8, 2017	P	766	$17.04	A	766	I	Matthew Carlton Smith Family Trust
Common Stock^F10	May 9, 2017	P	387	$17.10	A	387	D
Common Stock^F11	May 9, 2017	P	387	$17.10	A	387	I	Stephen B. Smith Jr. Family Trust
Common Stock^F12	May 9, 2017	P	387	$17.10	A	387	I	Matthew Carlton Smith Family Trust
Common Stock^F13	Jun 8, 2017	P	1,000	$18.22	A	1,000	D
Common Stock^F14	Jun 8, 2017	P	1,000	$18.22	A	1,000	I	Stephen B. Smith Jr. Family Trust
Common Stock^F15	Jun 8, 2017	P	1,000	$18.22	A	1,000	I	Matthew Carlton Smith Family Trust
Common Stock	Jun 14, 2017	P	366	$18.50	A	366	D
Common Stock	Jun 14, 2017	P	366	$18.50	A	366	I	Stephen B. Smith Jr. Family Trust
Common Stock	Jun 14, 2017	P	367	$18.50	A	367	I	Matthew Carlton Smith Family Trust
Common Stock	Jun 15, 2017	P	481	$18.81	A	481	D
Common Stock	Jun 15, 2017	P	481	$18.81	A	481	I	Stephen B. Smith Jr. Family Trust
Common Stock	Jun 15, 2017	P	480	$18.81	A	480	I	Matthew Carlton Smith Family Trust
Common Stock^F1	holding	—	—		—	595	D
Common Stock	holding	—	—		—	27,274	D
Common Stock^F2	holding	—	—		—	396	D
Common Stock^F3	holding	—	—		—	1,169	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants	$10.00	holding	—	—	—	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	1,250	D
Options (right to buy)^F4	$10.00	holding	—	—	—	—	Nov 13, 2018	Common Stock	6,000	6,000	D
Options (right to buy)^F5	$10.00	holding	—	—	—	—	Jan 20, 2020	Common Stock	6,000	6,000	D
Options (right to buy)^F6	$10.00	holding	—	—	—	—	Aug 23, 2021	Common Stock	1,250	1,250	D

Explanation of responses

F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017, grant date.
F10This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight.
F11This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight.
F12This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight.
F13This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight.
F14This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight.
F15This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight.
F2The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 396 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
F3The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date.
F4These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
F5These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.
F6These options vested in four equal annual installments beginning one year after the August 23, 2011, grant date.
F7This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight.
F8This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight.
F9This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight.