SEC Form 4 · accession 0000899243-17-006982
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dandridge W. Hogan
Officer — See Remarks
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | F | 624 | $19.75 | D | 1,916 | D | |
| Common StockF2 | holding | — | — | — | 15,000 | D | ||
| Common StockF3 | holding | — | — | — | 4,579 | D | ||
| Common Stock | holding | — | — | — | 1,200 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF4 | $12.27 | holding | — | — | — | — | Dec 1, 2022 | Common Stock | 50,000 | 50,000 | D |
| OptionsF5 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents the number of shares withheld by the issuer on March 7, 2017, to cover tax withholding obligations in connection with the vesting of 2,290 shares pursuant to an award of restricted stock on March 2, 2016.
- F2The reported item represents an award of restricted stock that vests in full on the third anniversary of the February 27, 2015, grant date.
- F3The reported item represents the unvested portion of an award of restricted stock that vests in three equal annual installments beginning on the first anniversary of the March 2, 2016, grant date.
- F4These options vested in four equal annual installments beginning one year after the December 1, 2012, grant date.
- F5These options vest in four equal annual installments beginning one year after the February 27, 2015, grant date.
Remarks
Chief Executive Officer, CapStar Bank Exhibit 24 - Power of Attorney