SEC Form 4 · accession 0000899243-17-006230
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R. Flynn
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 894 | $0.00 | A | 894 | D | |
| Common Stock | holding | — | — | — | 99,415 | D | ||
| Common StockF2 | holding | — | — | — | 286,350 | I | Bill R. & Katherine Flynn | |
| Common StockF2 | holding | — | — | — | 95,450 | I | Timothy Flynn | |
| Common StockF3 | holding | — | — | — | 459 | D | ||
| Common StockF4 | holding | — | — | — | 1,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $10.00 | holding | — | — | — | Jul 14, 2008 | Jul 14, 2018 | Common Stock | 5,000 | 5,000 | D |
| WarrantsF2 | $10.00 | holding | — | — | — | Jul 14, 2008 | Jul 14, 2018 | Common Stock | 15,000 | 15,000 | I |
| WarrantsF2 | $10.00 | holding | — | — | — | Jul 14, 2008 | Jul 14, 2018 | Common Stock | 5,000 | 5,000 | I |
| Option (right to buy)F5 | $10.00 | holding | — | — | — | — | Nov 13, 2018 | Common Stock | 6,000 | 6,000 | D |
| Option (right to buy)F6 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 459 shares of restricted stotck under this award vest on the third anniversary of the grant date, or February 27, 2018.
- F4The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date.
- F5These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
- F6These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.
Remarks
Exhibit 24 - Power of Attorney