SEC Form 4 · accession 0001593678-19-000010
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Milne
Officer — Chief Revenue Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | M | 1,250 | $0.001 | A | 54,004 | D | |
| Common StockF2 | Feb 1, 2019 | F | 511 | $10.92 | D | 53,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Feb 1, 2019 | M | 1,250 | D | — | Feb 1, 2020 | Common Stock | 1,250 | 70,381 | D |
Explanation of responses
- F1Granted February 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.