SEC Form 4 · accession 0001593678-18-000082
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Hawkey
Officer — SVP & General Manager
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2018 | M | 6,250 | $0.001 | A | 21,881 | D | |
| Common StockF3 | Sep 1, 2018 | F | 2,162 | $13.65 | D | 19,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | Sep 1, 2018 | M | 6,250 | D | — | Sep 1, 2019 | Common Stock | 6,250 | 72,636 | D |
Explanation of responses
- F1Granted September 1, 2015, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Includes 1,234 shares purchased on July 31, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- F3Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
- F4Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.