SEC Form 4/A · accession 0001593678-18-000077
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Halt
Officer — CFO
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF1,F2,F3 | — | Aug 1, 2018 | A | 53,498 | A | — | Jul 1, 2021 | Common Stock | 53,498 | 85,670 | D |
| Restricted Stock UnitsF1,F4 | — | Aug 1, 2018 | A | 53,498 | A | — | Aug 1, 2022 | Common Stock | 53,498 | 98,819 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.
- F2Granted August 01, 2018, the vesting of these performance units is based entirely upon the achievement of a three-year relative TSR metric of percentile ranking against a peer group previously established by the TiVo Board of Directors' compensation committee, with the three-year performance period beginning January 01, 2018.
- F3Achievement of performance metric to be measured by the compensation committee during the first compensation committee meeting in 2021 (but no later than June 30, 2021).
- F4Granted August 01, 2018, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.