SEC Form 4 · accession 0001593678-18-000075
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvin Patel
Officer — EVP, Chief IP Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 1, 2018 | M | 13,513 | $0.001 | A | 16,567 | D | |
| Common StockF1 | Aug 1, 2018 | M | 2,500 | $0.001 | A | 19,067 | D | |
| Common StockF3 | Aug 1, 2018 | F | 5,538 | $11.75 | D | 13,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | Aug 1, 2018 | M | 13,513 | D | — | Aug 1, 2021 | Common Stock | 13,513 | 78,422 | D |
| Restricted Stock UnitsF4,F1 | — | Aug 1, 2018 | M | 2,500 | D | — | Aug 1, 2021 | Common Stock | 2,500 | 75,922 | D |
Explanation of responses
- F1Granted August 01, 2017, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Includes 1,400 shares purchased on July 31, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- F3Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
- F4Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.