SEC Form 4 · accession 0001593678-18-000042
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley Gutierrez
Officer — Chief Accounting Officer
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 3,000 | $0.001 | A | 30,563 | D | |
| Common StockF2 | Jul 1, 2018 | F | 1,038 | $13.45 | D | 29,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Jul 1, 2018 | M | 3,000 | D | — | Jul 1, 2021 | Common Stock | 3,000 | 9,000 | D |
| Restricted Stock UnitsF3,F4 | — | Jul 1, 2018 | A | 24,000 | A | — | Jul 1, 2022 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1Granted July 1, 2017, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.
- F4Granted July 1, 2018, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.