SEC Form 4 · accession 0001593678-18-000038
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin Finer
Officer — ChiefAdmin&InternalOpsOfficer
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2018 | M | 1,516 | $0.001 | A | 44,868 | D | |
| Common StockF2 | Jul 1, 2018 | M | 7,580 | $0.001 | A | 52,448 | D | |
| Common StockF3 | Jul 1, 2018 | M | 4,356 | $0.001 | A | 56,804 | D | |
| Common StockF4 | Jul 1, 2018 | F | 4,653 | $13.45 | D | 52,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1 | — | Jul 1, 2018 | M | 1,516 | D | — | Jul 1, 2020 | Common Stock | 1,516 | 3,032 | D |
| Restricted Stock UnitsF5,F2 | — | Jul 1, 2018 | M | 7,580 | D | — | Jul 1, 2020 | Common Stock | 7,580 | 7,579 | D |
| Restricted Stock UnitsF5,F3 | — | Jul 1, 2018 | M | 4,356 | D | — | Jul 1, 2021 | Common Stock | 4,356 | 13,070 | D |
Explanation of responses
- F1Granted July 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Granted July 1, 2016, this restricted stock unit grant vests over four years with 50% vesting on the second anniversary of the grant date and 25% vesting on each of the remaining annual grant date anniversaries.
- F3Granted July 1, 2017, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F4Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
- F5Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.