SEC Form 4 · accession 0001593678-18-000032
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Milne
Officer — Chief Revenue Officer
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2018 | M | 1,125 | $0.001 | A | 49,218 | D | |
| Common StockF2 | Apr 1, 2018 | F | 389 | $13.55 | D | 48,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 1, 2018 | M | 1,125 | D | Apr 1, 2018 | Apr 1, 2020 | Common Stock | 1,125 | 2,250 | D |
Explanation of responses
- F1Granted April 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F3Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.