SEC Form 4 · accession 0001593678-18-000012
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin Finer
Officer — ChiefAdmin&InternalOpsOfficer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | M | 5,250 | $0.001 | A | 46,554 | D | |
| Common StockF2 | Mar 1, 2018 | M | 1,525 | $0.001 | A | 48,079 | D | |
| Common StockF3 | Mar 1, 2018 | F | 4,727 | $14.70 | D | 43,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Mar 1, 2018 | M | 5,250 | D | Mar 1, 2018 | Mar 1, 2019 | Common Stock | 5,250 | 5,250 | D |
| Restricted Stock UnitsF2,F4 | — | Mar 1, 2018 | M | 1,525 | D | Mar 1, 2018 | Mar 1, 2020 | Common Stock | 1,525 | 3,050 | D |
Explanation of responses
- F1Granted March 1, 2015, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F2Granted March 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F3Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F4Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.