SEC Form 4 · accession 0001593678-18-000002
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela A. Sergeeff
Officer — EVP, General Counsel
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2018 | M | 5,277 | $0.001 | A | 95,253 | D | |
| Common StockF2 | Jan 1, 2018 | F | 2,316 | $15.60 | D | 92,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Jan 1, 2018 | M | 5,277 | D | — | Jan 1, 2019 | Common Stock | 5,277 | 5,277 | D |
Explanation of responses
- F1Granted March 1, 2017, this restricted stock unit grant vests 50% on January 1, 2018 and 50% on January 1, 2019.
- F2Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
- F3Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.