SEC Form 4 · accession 0001593678-16-000206
TiVo Corp · TIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pete Thompson
Officer — EVP, Chief Operating Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675820
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 1, 2016 | A | 82,135 | A | — | Oct 1, 2020 | Common Stock | 82,135 | 82,135 | D |
| Employee Stock Option (Right to Buy)F3 | $19.48 | Oct 1, 2016 | A | 56,497 | A | — | Oct 1, 2023 | Common Sstock | 56,497 | 56,497 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.
- F2Granted October 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
- F3Granted October 1, 2016, this option vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vests in equal monthly increments over the next three years.