SEC Form 3 · accession 0001259816-18-000013
FVCBankcorp, Inc. · FVCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence W Schwartz
Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 13, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,270 | D | ||
| Common Stock | holding | — | — | — | 37,065 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $6.912 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2022 | Common Stock | 18,837 | — | D |
| Option to purchaseF2 | $7.168 | holding | — | — | — | Mar 1, 2016 | Mar 1, 2023 | Common Stock | 18,750 | — | D |
| Option to purchaseF2 | $6.95 | holding | — | — | — | Jun 26, 2017 | Jun 26, 2024 | Common Stock | 19,531 | — | D |
| Option to purchaseF2 | $8.563 | holding | — | — | — | Mar 1, 2018 | Mar 1, 2025 | Common Stock | 19,531 | — | D |
| Option to purchaseF3 | $11.52 | holding | — | — | — | May 19, 2020 | May 19, 2026 | Common Stock | 17,187 | — | D |
Explanation of responses
- F11,600 shares issuable upon vesting of restricted stock unit awards.
- F2Award vested in 3 equal annual installments ending on date indicated.
- F3Award vested in 4 equal annual installments ending on date indicated.