SEC Form 4 · accession 0001477932-18-005932
ShiftPixy, Inc. · PIXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Christopher Higgins
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 | Dec 11, 2018 | J | 32,895 | $2.28 | A | 59,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 12/7/2018, the Board of Directors adopted a resolution providing for the award on 12/11/2018 to the Reporting Person of shares as part of his compensation due under his Director Agreement for the 1 year period ending as of September 28, 2019; 50% of the shares (i.e., 16,448 shares) will vest and be officially issued on March 28, 2019, because the Reporting Person will have completed six months of service under his Director Agreement as of that date; the remaining 50% of the shares (i.e., 16,447 shares) will vest and be officially issued on September 27, 2019, because the Reporting Person will have completed another year of service under his Director Agreement through that date.