SEC Form 4 · accession 0001225208-18-015102
Ottawa Bancorp Inc · OTTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ferrero
Director
Period of report
May 1, 2015
Accepted (ET)
Nov 2, 2018 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675192
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | A | 365 | $0.00 | A | 24,593 | D | |
| Common StockF1 | May 1, 2015 | W | 17,881 | $0.00 | A | 17,881 | I | Kathleen Ferrero Trust |
| Common Stock | holding | — | — | — | 596 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,500 | I | Elizabeth Ferrero Trust | |
| Common Stock | holding | — | — | — | 1,500 | I | James Ferrero Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of November 1, 2018 the Kathleen Ferrero Trust held 20,881 shares of common stock.