SEC Form 4 · accession 0001225208-18-006479
Ottawa Bancorp Inc · OTTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Kranov
Officer — President & CEO · Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675192
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 10,397 | $5.03 | A | 43,716 | D | |
| Common Stock | holding | — | — | — | 6,405 | I | By 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 13,008 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.03 | Mar 19, 2018 | M | 10,397 | D | Nov 17, 2011 | Nov 17, 2020 | Common Stock | 10,397 | 0 | D |
Explanation of responses
- F1This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).