SEC Form 5 · accession 0001225208-17-003256
Ottawa Bancorp Inc · OTTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Armstrong
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675192
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2016 | J | 14,305 | $0.00 | A | 14,305 | I | Father's Trust |
| Common Stock | holding | — | — | — | 5,238 | D | ||
| Common Stock | holding | — | — | — | 369 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 4,768 | I | By SEP-IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 reports the Reporting Person's holdings of 14,305 shares of common stock of the Issuer held in a trust in which he has a pecuniary interest and over which he has voting power. Shares represent the exchange of 12,000 shares of Ottawa Savings Bancorp, Inc. common stock into 1.1921 shares of common stock of the Issuer, which exchange occurred on October 11, 2016 upon the completion of the second-step conversion of Ottawa Savings Bank.