SEC Form 4 · accession 0001675149-18-000035
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tomas Mar Sigurdsson
Officer — Exec VP and COO
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 31, 2018 | S | 10,000 | $51.3687 | D | 46,832 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.3300 - $51.4200. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.