SEC Form 4/A · accession 0001675149-18-000032
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roy Christopher Harvey
Officer — President, CEO & Director · Director
Period of report
Jan 24, 2018
Accepted (ET)
Jan 29, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | holding | — | — | — | 104,087 | D | ||
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 861 | I | By Company 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Fluctuations in 401(k) amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
Remarks
This amendment is filed solely to correct an administrative error on the previous Form 4 filed on behalf of the insider, which erroneously marked the 10% Owner box. This insider is not a 10% Owner.