SEC Form 4 · accession 0001675149-17-000011
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Molly S. Beerman
Officer — Vice President and Controller
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 2, 2017 | A | 3,680 | $0.00 | A | 4,156 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 569 | I | By Company 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant.
- F2Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.