SEC Form 4 · accession 0001675149-17-000007
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh Ann Fisher
Officer — Exec VP and CAO
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01 per shareF1 | Jan 17, 2017 | F | 1,000 | $32.64 | D | 20,550 | D | |
| Common Stock par value $0.01 per shareF2 | holding | — | — | — | 895 | I | By Company 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment of tax liability by delivering or withholding shares incident to the vesting of a restricted stock award.
- F2Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.