SEC Form 4 · accession 0001209191-19-012693
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Slaven
Officer — EVP & Chief Strategy Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 20, 2019 | A | 6,840 | $0.00 | A | 6,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $29.24 | Feb 20, 2019 | A | 18,400 | A | — | Feb 20, 2029 | Common Stock | 18,400 | 18,400 | D |
Explanation of responses
- F1Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
- F2The option vests in three equal installments beginning February 20, 2020.