SEC Form 4 · accession 0001209191-19-005140
Alcoa Corp · AA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy D. Reyes
Officer — President, Aluminum segment
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 22, 2019 | F | 3,259 | $27.81 | D | 24,866 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 601 | I | By Company 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the mandatory and automatic exempt withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2016.
- F2Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.