SEC Form 4 · accession 0000947871-17-000919
VALVOLINE INC · VVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heidi J. Matheys
Officer — Chief Marketing Officer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | M | 4,113 | — | A | 15,310 | D | |
| Common Stock | Nov 10, 2017 | F | 1,717 | $23.04 | D | 13,593 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Nov 10, 2017 | M | 4,113 | D | — | — | Common Stock | 4,113 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Valvoline common stock on a one-for-one basis.
- F2The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date.