SEC Form 4 · accession 0001127602-18-034048
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vito J Consiglio
Officer — Vice President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 9:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 193 | $82.30 | A | 1,524 | D | |
| Common Stock | Nov 16, 2018 | F | 54 | $82.30 | D | 1,470 | D | |
| Common StockF2 | holding | — | — | — | 152 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 16, 2018 | M | 193 | D | — | — | Common Stock | 193 | 6,549 | D |
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
- F3Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- F4Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.