SEC Form 4 · accession 0001127602-17-033365
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 27, 2017 | S | 8,152 | $70.70 | D | 13,769 | D | |
| Common StockF3 | holding | — | — | — | 16,878 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 444 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- F2Balance includes 12,886 unvested shares of Restricted Stock.
- F3Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.
- F4Shares accrued under third party trust as of September 30, 2017.