SEC Form 4/A · accession 0001127602-17-033127
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Ganz
Officer — Senior Vice President
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 20, 2017 | S | 1,883 | $70.63 | D | 39,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
- F2Due to an error by the Stock Plan Administrator, an incorrect number of shares were sold (3,379) and only 1,883 should have been sold. The Stock Plan Administrator corrected the error and is filing an amended Form 144 today.
- F3Balance includes 11,037 shares of unvested Restricted Stock.