SEC Form 4 · accession 0001127602-17-032854
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 17, 2017 | S | 916 | $70.61 | D | 26,808 | D | |
| Common StockF2 | Nov 17, 2017 | F | 2,344 | $70.76 | D | 24,464 | D | |
| Common StockF4 | holding | — | — | — | 16,878 | I | 401(k) | |
| Common StockF5 | holding | — | — | — | 444 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
- F2Balance includes 12,886 unvested shares of Restricted Stock.
- F3Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F4Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.
- F5Shares accrued under third party trust as of September 30, 2017.