SEC Form 4 · accession 0001127602-17-027773
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne T. Schumann
Officer — Senior Vice President
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 18, 2017 | F | 3,552 | $64.74 | D | 19,666 | D | |
| Common StockF3 | holding | — | — | — | 1,312 | I | 401(K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Balance includes 8,594 shares of unvested Restricted Stock, including 28 shares and 31 shares earned from dividends on June 15, 2017 and September 15, 2017 respectively. The total also includes 68 shares earned from June and September dividends on the newly vested shares of Restricted Common Stock.
- F3Based on Employee Savings Plan information as of September 15, 2017, the latest date for which such information is reasonably available.