SEC Form 4 · accession 0001127602-17-003141
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William A Wulfsohn
Officer — Chief Executive Officer · Director
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 30, 2017 | F | 1,685 | $118.30 | D | 39,482 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Balance includes 3,638 shares of unvested Restricted Common Stock and 113 additional shares of Restricted Common Stock acquired in lieu of cash dividends paid on December 15, 2016.