SEC Form 4 · accession 0001127602-17-002097
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Heitman
Officer — Controller
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 17, 2017 | S | 4,000 | $110.46 | D | 8,101 | D | |
| Common StockF3 | holding | — | — | — | 323 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
- F2Includes 243 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of January 17, 2017, the latest date for which such information is reasonably available.