SEC Form 4 · accession 0001127602-16-067471
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith C Silverman
Officer — Vice President
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2016 | F | 96 | $108.22 | D | 1,131 | D | |
| Common StockF3 | holding | — | — | — | 598 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Includes 119 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.