SEC Form 4 · accession 0001104659-18-068453
Aptinyx Inc. · APTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norbert G Riedel
Officer — CEO and President · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | M | 38,563 | $2.59 | A | 362,539 | D | |
| Common Stock | holding | — | — | — | 5,118 | I | By Family Members | |
| Common Stock | holding | — | — | — | 600,490 | I | By the Norbert G. Riedel 2015 Generation Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.59 | Nov 12, 2018 | M | 38,563 | D | — | Feb 1, 2027 | Common Stock | 38,563 | 441,615 | D |
Explanation of responses
- F1This option shall vest 25% on January 19, 2018 and the remaining 75% shall vest in equal monthly installments over 36 months.