SEC Form 4 · accession 0001104659-18-042306
Aptinyx Inc. · APTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick G Enright
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 26, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 25, 2018 | C | 1,047,450 | — | A | 1,047,450 | I | By: Longitude Venture Partners II, L.P. |
| Common StockF1,F2 | Jun 25, 2018 | C | 1,197,076 | — | A | 2,244,526 | I | By: Longitude Venture Partners II, L.P. |
| Common StockF1,F2 | Jun 25, 2018 | C | 795,553 | — | A | 3,040,079 | I | By: Longitude Venture Partners II, L.P. |
| Common StockF3,F2 | Jun 25, 2018 | P | 150,000 | $16.00 | A | 3,190,079 | I | By: Longitude Venture Partners II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-1 Convertible Preferred StockF1,F2 | — | Jun 25, 2018 | C | 28,895,188 | D | — | — | Common Stock | 1,047,450 | 0 | I |
| Series A-2 Convertible Preferred StockF1,F2 | — | Jun 25, 2018 | C | 33,022,786 | D | — | — | Common Stock | 1,197,076 | 0 | I |
| Series B Convertible Preferred StockF1,F2 | — | Jun 25, 2018 | C | 21,946,301 | D | — | — | Common Stock | 795,553 | 0 | I |
Explanation of responses
- F1Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- F2These shares are held directly by Longitude Venture Partners II, L.P. ("Longitude Venture II"). Longitude Capital Partners II, LLC ("Longitude Capital II") is the general partner of Longitude Venture II and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude Venture II. Patrick Enright ("Mr. Enright") is a managing member of Longitude Capital II and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude Venture II. Mr. Enright disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3On June 25, 2018, Longitude Venture II purchased 150,000 shares of Common Stock of the Issuer at a price of $16.00 per share in the Issuer's initial public offering.
Remarks
The Reporting Person will no longer be a 10% reporter but will continue to be a director reporter.