SEC Form 4 · accession 0001104659-18-042305

Aptinyx Inc. · APTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 25, 2018

Accepted (ET)

Jun 26, 2018 · 4:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001674365

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 25, 2018	C	84,643	—	A	193,265	I	See footnote
Common Stock^F1,F2	Jun 25, 2018	C	96,733	—	A	289,998	I	See footnote
Common Stock^F1,F2	Jun 25, 2018	C	65,516	—	A	355,514	I	See footnote
Common Stock^F4,F2	Jun 25, 2018	P	17,000	$16.00	A	372,514	I	See footnote
Common Stock^F1,F3	Jun 25, 2018	C	25,392	—	A	25,392	I	See footnote
Common Stock^F1,F3	Jun 25, 2018	C	29,020	—	A	54,412	I	See footnote
Common Stock^F1,F3	Jun 25, 2018	C	19,655	—	A	74,067	I	See footnote
Common Stock^F4,F3	Jun 25, 2018	P	6,100	$16.00	A	80,167	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A-1 Convertible Preferred Stock^F1,F2	—	Jun 25, 2018	C	2,334,966	D	—	—	Common Stock	84,643	I
Series A-1 Convertible Preferred Stock^F1,F3	—	Jun 25, 2018	C	700,489	D	—	—	Common Stock	25,392	I
Series A-2 Convertible Preferred Stock^F1,F2	—	Jun 25, 2018	C	2,668,508	D	—	—	Common Stock	96,733	I
Series A-2 Convertible Preferred Stock^F1,F3	—	Jun 25, 2018	C	800,552	D	—	—	Common Stock	29,020	I
Series B Convertible Preferred Stock^F1,F2	—	Jun 25, 2018	C	1,807,340	D	—	—	Common Stock	65,516	I
Series B Convertible Preferred Stock^F1,F3	—	Jun 25, 2018	C	542,203	D	—	—	Common Stock	19,655	I

F1Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
F2The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.