SEC Form 4 · accession 0001104659-18-042299
Aptinyx Inc. · APTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Kidd
Officer — Chief Commercial Officer
Period of report
Jun 25, 2018
Accepted (ET)
Jun 26, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2018 | C | 2,433 | — | A | 2,433 | D | |
| Common StockF2 | Jun 25, 2018 | P | 6,700 | $16.00 | A | 9,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | — | Jun 25, 2018 | C | 67,130 | D | — | — | Common Stock | 2,433 | 0 | D |
Explanation of responses
- F1Each share of Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series B Convertible Preferred Stock had no expiration date.
- F2On June 25, 2018, the Reporting Person purchased 6,700 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.