SEC Form 4 · accession 0001674335-19-000014
JELD-WEN Holding, Inc. · JELD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Farmakis
Officer — EVP & President, Australasia
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | A | 8,945 | $0.00 | A | 19,281 | D | |
| Common StockF2 | Feb 25, 2019 | A | 59,637 | $0.00 | A | 78,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $20.96 | Feb 25, 2019 | A | 22,509 | A | — | Feb 25, 2029 | Common Stock | 22,509 | 22,509 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer, these restricted stock units will vest on February 25, 2022.
- F2The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer, these restricted stock units will vest ratably on February 25, 2022 and February 25, 2023.
- F3Subject to the reporting person's continued employment with the issuer, the options will vest ratably on February 25, 2020, February 25, 2021 and February 25, 2022.