SEC Form 4 · accession 0001140361-17-004575
JELD-WEN Holding, Inc. · JELD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Mallard
Officer — EVP & Chief Financial Officer
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | A | 15,528 | $0.00 | A | 28,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $27.59 | Feb 2, 2017 | A | 53,358 | A | — | Feb 2, 2027 | Common Stock | 53,358 | 53,358 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer, these restricted stock units will vest on February 2, 2020.
- F2Subject to the reporting person's continued employment with the issuer, these options will vest ratably on February 2, 2018, February 2, 2019 and February 2, 2020.