SEC Form 4 · accession 0000899243-17-002813
JELD-WEN Holding, Inc. · JELD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Munk
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674335
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2017 | C | 96,258 | — | A | 103,888 | I | See Footnote |
| Common StockF3,F2 | Feb 1, 2017 | S | 9,715 | $21.5625 | D | 94,173 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share of Series A-1, Series A-2 and Series A-3 of the Series A Preferred Stock was converted into 1.567086, 1.416214 and 1.140649 shares of Common Stock, respectively. In each case, 78.5%, 5.0% and 16.5% of the reported shares of Common Stock represent the shares issued upon conversion of the Series A-1 Preferred Stock, Series A-2 Preferred Stock and Series A-3 Preferred Stock, respectively.
- F2Represents the reporting person's pecuniary interest in shares of Common Stock owned of record by Onex US Principals LP, Onex Partners III LP, Onex Partners III PV LP, Onex BP Co-Invest LP and Onex Partners III Select LP (the "Onex Entities"). Does not include a contingent pecuniary interest in additional shares, based on performance.
- F3Shares of Common Stock sold directly by the Onex Entities. The shares of Common Stock were sold pursuant to the Underwriting Agreement, dated January 27, 2017, entered into in connection with the Issuer's initial public offering.