SEC Form 4 · accession 0001144204-18-035362
SCWorx Corp. · WORX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Price
Officer — President and CFO
Period of report
Jun 6, 2018
Accepted (ET)
Jun 22, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $4.50 | Jun 6, 2018 | D | 200,000 | A | Aug 10, 2017 | Aug 10, 2026 | Common Stock, par value $0.001 | 200,000 | 0 | D |
| Option to Purchase Common StockF1 | $0.36 | Jun 6, 2018 | A | 200,000 | A | Jun 6, 2018 | Jun 6, 2023 | Common Stock, par value $0.001 | 200,000 | 200,000 | D |
Explanation of responses
- F1On June 6, 2018, the issuer cancelled the option granted to the reporting person on August 10, 2016 for 200,000 shares at $4.50 per share. In exchange, the reporting person received the option reported herein.