SEC Form 4 · accession 0001144204-18-034414
SCWorx Corp. · WORX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gamberale
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 15, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.001 | holding | — | — | — | 261,850 | D | ||
| Common Stock par value $0.001F1 | holding | — | — | — | 359,343 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $0.36 | Jun 6, 2018 | A | 150,000 | A | Jun 6, 2018 | Jun 6, 2023 | Common Stock, par value $0.001 | 150,000 | 150,000 | D |
| Warrant to Purchase Common Stock | $1.50 | holding | — | — | — | Mar 1, 2018 | Aug 28, 2020 | Common Stock, par value $0.001 | 220,183 | 220,183 | D |
| Warrant to Purchase Common Stock | $1.10 | holding | — | — | — | Jan 11, 2018 | Jan 10, 2023 | Common Stock, par value $0.001 | 22,500 | 22,500 | D |
Explanation of responses
- F1359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member