SEC Form 4 · accession 0001144204-18-019065

SCWorx Corp. · WORX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 12, 2018

Accepted (ET)

Apr 3, 2018 · 8:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001674227

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock par value $0.001^F1	Jan 12, 2018	P	25,000	$25,000.00	A	621,193	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Common Stock^F2	$1.10	Jan 12, 2018	P	22,500	A	Jan 12, 2018	Jan 9, 2023	Common Stock, par value $0.001	22,500	22,500	D

F1In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F2Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000.