SEC Form 4 · accession 0000769993-18-000391
Vertiv Holdings Co · VRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
GSAM Holdings LLC
10% Owner
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 9:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001674101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF3,F1,F2 | Jun 8, 2018 | P | 9,500 | $10.1504 | A | 9,500 | I | See footnotes |
| Class A common stockF4,F1,F2 | Jun 8, 2018 | S | 29,500 | $10.2196 | D | 0 | I | See footnotes |
| Class A common stockF5,F1,F2 | Jun 12, 2018 | P | 20,000 | $10.20 | A | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This statement is being filed by GSAM Holdings LLC (the "Reporting Person"). The Reporting Person is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.
- F2The shares reported herein are included as part of units purchased and sold and beneficially owned directly by Goldman Sachs & Co. LLC. ("Goldman Sachs") and indirectly by GS Group. Goldman Sachs is a subsidiary of GS Group. Each such unit consists of one share of Class A common stock, par value $0.001 per share (the "Class A Common Stock") and one-third of one redeemable warrant. The warrants will become exercisable, if at all, on the later of 30 days after the completion of the Company's initial business combination and 12 months from the closing of the Company's initial public offering. Without admitting any legal obligation, Goldman Sachs or an affiliate of GS Group will remit appropriate profits to the Company.
- F3Reflects a weighted average purchase price of $10.1504 per share, at prices ranging from $10.15 to $10.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F4Reflects a weighted average purchase price of $10.2196 per share, at prices ranging from $10.13 to $10.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F5Reflects a weighted average purchase price of $10.2000 per share, at prices ranging from $10.15 to $10.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.