SEC Form 4 · accession 0000950117-17-000157
AdvanSix Inc. · ASIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin N Kane
Officer — Chief Executive Officer · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2 | Mar 8, 2017 | A | 21,100 | $0.00 | A | 428,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $26.66 | Mar 8, 2017 | A | 53,688 | A | — | Mar 8, 2027 | Common Stock, par value $0.01 | 53,688 | 53,688 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in full on March 8, 2020.
- F2Includes 118 shares acquired in a pro rata distribution by Honeywell International Inc. in connection with our spin-off.
- F3Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date.